9 pages, via online journal, The overall willingness of smallholder farmers to adopt new green technologies remains low, in spite of the great progress made in understanding the factors that affect their decision. The present study introduces an interdisciplinary approach combining positive psychology and sustainable development studies to show that two personal resources – self-control (a learned repertoire of goal-directed skills that enable people to act upon their aims) and cognitive goal-oriented hope (the ability to follow different routes to pursue one's goal), prompt the adoption of technologies by smallholder farmers. Both personal resources facilitate achieving future goals and changing existing circumstances. A theoretical moderation model on the adoption of agricultural technologies aimed to protect soil degradation in Nepal is proposed and empirically tested. Data were collected from 268 households in the Jhapa district by a face-to-face questionnaire. A multiple regression analysis tested and confirmed the hypothesized moderation model. Following the discovery of a significant interaction, the nature of the interaction was farther explored by calculating simple slopes. Analysis results show a significant positive connection between self-control (p-value = 0.002), hope (p-value = 0.005), information (p-value < 0.001), and technology adoption. Self-control was also found to have a significant moderating effect in enhancing a positive association between receiving information and technology adoption (p-value = 0.017). In addition to its theoretical innovation and empirical contribution, the importance of this study lies in its practical implications, given that policy, education, and communication may influence hope and self-control levels.
12 pages, via online journal, This paper charts two exploratory practices of rural transformation in the Yangtze River Delta that began around 2008, aimed at revitalising villages and exploring new urban-rural interrelationships while simultaneously expanding the knowledge base on possible development opportunities, risks and existing diversities in rural China. Using a comparative case study, the study shows that both practices promoted a redefinition of urban-rural relationships, a reconnection of rural networks, and the introduction of alternative spatial intervention methods. However, they also led to the intrusion of certain social values which were alien to the local population and resulted in the further exclusion of rural residents. By revealing the substantial changes and analysing the interactions of actors involved in the practices according to actor-network theory, this paper highlights the strengths and weaknesses of the new initiatives and thus allows for a more rigorous understanding of how emerging bottom-up and top-down initiatives affect rural transformation. The paper argues that the inclusion of the locals primarily in the form of land-leasing contracts and a limited number of job opportunities are far from sufficient to stimulate sustainable development processes and to address the major social challenges facing rural areas. It further identifies 23 key factors distilled from the empirical evidence that closely related to rural sustainable development and proposed to constitute a checklist for assessing the sustainability of emerging rural practices. The practical insights from the study thus enrich the theory of sustainability with regard to rural development by expanding the scope and dimension.
9 pages, via online journal, The conversion of population and land from rural to urban areas has been widely explored; however, the spatial change in rural settlements and its relations to population changes involved in urbanization have been ignored. This paper aims to reveal the underlying human-land relationship from the perspective of rural settlement urbanization (RSU). Based on identifying the spatiotemporal characteristics of RSU in Wuhan city circle from 2009 to 2016, we analyzed the human-land relations using a combination of a dynamic coupling model and a decoupling model. The results showed that a total area of 27.77 km2 (accounting for 0.81% of the level in 2009) of rural settlements was converted to urban construction land from 2009 to 2016. Although the rural population decreased by 32.21%, the overall size of rural settlements increased by 104.62 km2, and 37 counties had a low-level coordination between population urbanization and RSU. Only 2 counties emerged with high-level coordination in this process. Additionally, the changes in rural settlements and rural population showed a strong negative decoupling; that is, the population decreased while the area of rural settlements increased. Combining the decoupling results with the coupling analysis, eight human-land relationship patterns in rural settlement urbanization were identified, and “strong negative decoupling–low-level coupling” was the main pattern observed in counties, which summarized the human-land relations in most RSU and should be given priorities in improving rural human-land relationships. The question of how to promote harmonious human-land relationships lies at the core of promoting balanced urban-rural development. This research could provide a decision-making basis for formulating a sustainable development strategy for urban-rural integration.
10 pages, via online journal, Under China's “Western Development” plan, inland China has witnessed massive urban expansion and land development, but little is known about the consequent stratification among relocated communities. This study examines the urbanization process on the outskirts of the Municipality of Yinchuan in northwestern China. Previous studies have focused on how urbanization impoverished or enriched rural communities, while this study examines how relocated communities (or teams) were differentiated in their compensation and relocation outcomes, as a combined outcome of policies and resource structures. Quantitative evidence suggests that urbanization has led to both between-team and within-team variations, and qualitative analyses illustrate why even the “lucky” teams always had “unlucky” villagers in compensation outcomes. Between-team variations were often used to mobilize collective resistance to strive for better compensation, but the rise of within-team variations has undermined the grassroots alliance against “unfair” policies. Villagers were more obsessed with individual competition of property investment based on their wealth and self-financing capabilities, but they also complained about “unjust” competition, such as the appropriation of resources based on cadres' privileges and connections. Although individual competition was celebrated under the official neoliberal market-oriented narratives, the decline of collective patronage and the resentment toward cadres' rent-seeking behaviors have added to tensions within relocated communities and contributed to their fragmentation.
11 pages, via online journal, Land fragmentation is an interesting physical character in some developing countries, especially China. This study aims to discover the direct and mediated effects of land fragmentation on collective action in China based on an empirical test and the social-ecological system framework. We introduce three innovations to the literature on collective action in the commons. First, we focus on the mechanism of land fragmentation on collective action in the commons, which has been largely ignored in the literature. Second, building on the social-ecological system framework, we use structural equation modeling, which is robust to endogeneity and latent variable problems. Third, we use original survey data from 3895 households and 284 villages from 17 provinces/regions in China, a critical case because China has some of the most fragmented farmland use in the world. We find that land fragmentation has a direct negative effect on irrigation collective action. And besides the direct negative effect, there are four indirect factors: dependency on farming, irrigation rule-making, economic pressure and land circulation. Of these, the first three have a negative effect, and the last one, a positive effect. Our findings add to the theoretical literature on collective action in the commons and suggest new policy handles for more efficient land and labor markets in China.
9 pages, via online journal, Rural communities are not restricted to bounded territories but increasingly reproduced by intensified rural connections with the outside. Extant research tends to suggest that the production of rural community unbound relies on the movement and activities of mobile groups while ignoring the trans-local practice of community-making by local villagers who stay in the countryside. This paper draws on ethnographic insights on the formation of inter-regional surname associations in contemporary China, a contemporary form of Chinese lineage communities which is relatively unknown both in and outside China. By adopting a trans-local approach, it explores how rural lineage members and groups initiate the alliance with their same surname fellows in different rural localities to forge trans-local communities. Such rural-to-rural alliance is consolidated through various meanings and practices, producing the idea of a big ‘family’. This trans-local community not only enables rural members to enhance their mobilities and cultural and socio-economic capital but is also grounded in lineage groups' assertion of territorial identity, power, and social status. With a nuanced analysis of the trans-local agency of local villagers, this paper contributes to understanding the production of trans-local communities and trans-local rurality based on rural-to-rural connections. It also offers insights into the reconstruction of rural people's identities in contemporary China.
14 pages, via online journal, Designing effective policies for economic development often entails categorizing populations by their rural or urban status. Yet there exists no universal definition of what constitutes an “urban” area, and countries alternately apply criteria related to settlement size, population density, or economic advancement. In this study, we explore the implications of applying different urban definitions, focusing on Tanzania for illustrative purposes. Toward this end, we refer to nationally representative household survey data from Tanzania, collected in 2008 and 2014, and categorize households as urban or rural using seven distinct definitions. These are based on official administrative categorizations, population densities, daytime and nighttime satellite imagery, local economic characteristics, and subjective assessments of Google Earth images. These definitions are then applied in some common analyses of demographic and economic change. We find that these urban definitions produce different levels of urbanization. Thus, Tanzania's urban population share based on administrative designations was 28% in 2014, though this varies from 12% to 39% with alternative urban definitions. Some indicators of economic development, such as the level of rural poverty or the rate of rural electrification, also shift markedly when measured with different urban definitions. The periodic (official) recategorization of places as rural or urban, as occurs with the decennial census, results in a slower rate of rural poverty decline than would be measured with time-constant boundaries delimiting rural Tanzania. Because the outcomes of analysis are sensitive to the urban definitions used, policy makers should give attention to the definitions that underpin any statistics used in their decision making.
15 pages, Generalized trust, which refers to trust towards people that are not well known (Yamagishi and Yamagishi, 1994; Stolle, 2002; Uslaner, 2002; Freitag and Traunmüller, 2009), is needed for many situations of economic interaction such as daily market activities. Considering that trust acts as a lubricant for social interaction, a lack of generalized trust can severely restrict a persons reach of efficient economic exchange. Increases of generalized trust within a society thus have the potential to create large efficiency gains (Fafchamps and Minten, 2002; Fafchamps, 2006).
Given the importance of trust for social interaction and various welfare dimensions, a growing body of economic, sociological, and psychological research has been devoted to examining the circumstances under which trust can thrive. A reoccurring notion in all three disciplines is that communication represents a key factor in the formation of trust (Lewicki et al., 2006; Glanville and Paxton, 2007). Ostrom et al. (1992), for example, find that communication and sanctioning in a common pool resource experiment lead to substantially more efficient outcomes. In a laboratory setting, personal communication has shown to enhance trust (Buchan et al., 2006), and is even more powerful in creating mutually benefitting exchanges than the possibility to engage in non-binding contracts (Ben-Ner and Putterman, 2009).
In this paper, we analyze whether mobile phones which constitute a fundamental component of modern information and communications technologies (ICT) can help build social trust among pastoral communities in Northern Kenya.1 In most African countries, trust levels are remarkably low; out of all regions in the world, people living in sub-Sahara Africa exhibit the lowest levels of generalized trust (Mattes and Moreno, 2018). In the study region of Northern Kenya, it is particularly relevant to increase trust for several reasons. First, the relatively weak legal system jeopardizes contract enforcement, which means that any economic interaction requires substantial amounts of trust between the contract partners. This has caused a strong reliance on trust-based relationships in Northern Kenyas livestock sector (Mahmoud, 2008; Pavanello, 2010; Roba et al., 2018). Furthermore, low trust levels between ethnic tribes have also reinforced longstanding intertribal conflicts in the region, and impede solutions to share resources peacefully and effectively (Schilling et al., 2012). Lastly, the low population density and long physical distances between settlements in the region make communication over long distances difficult and therefore induce high monitoring costs. Potential benefits of enhancing trust are therefore particularly high in the context of Northern Kenya.
To compensate for physical remoteness, rural communities have a high need for digital connectivity but have oftentimes suffered from poor connection and inclusion in existing networks in the past (Salemink et al., 2017). Over the last decade, however, mobile phones have become available to most pastoralists in Northern Kenya (Butt, 2015; Asaka and Smucker, 2016; Parlasca et al., 2020). A large and growing body of research has pointed out that mobile phones can help increase several paramount welfare dimensions of rural populations in sub-Saharan Africa, such as income and income equality, financial development, gender equality, or institutional quality (Aker and Mbiti, 2010; Asongu, 2015; Asongu and Nwachukwu, 2016; Rotondi et al., 2020). However, the research on the implications of mobile phones on social capital formation is much less extensive. To the best of our knowledge, the potential of mobile phones to affect trust is so far solely based on qualitative or anecdotal evidence (Molony, 2006, 2009; Overå, 2006) and lacks quantitative assessments. This paper aims to close this gap.
In this study, we elicit trust levels with an incentivized experiment, namely the canonical trust game by Berg et al. (1995). Experimental sessions were conducted from July 2018 to August 2018 in 17 different villages in Turkana County, Northern Kenya, and included a total of 402 respondents. We differentiate with regard to the object of trust by measuring trust towards fellow villagers, trust towards people from a neighboring village, and trust towards city dwellers from the county capital. Past research in rural sub-Saharan Africa indicates that smallholder farmers exhibit less trust towards people from different villages (Etang, 2010; Etang et al., 2011) or people from the next larger city (Parlasca et al., 2019). The differentiation of the object of trust therefore allows investigating heterogeneous effects of mobile phone use on trust depending on the physical distance between trustor and trustee.
This research adds add to the existing literature in several ways: to the extent of our knowledge, this is the first study to explore the direct link between mobile phone use and trust using quantitative household data from a low-income country. Thus far, no study has analyzed the role of geographical distance in the relationship between mobile phone use and trust. Lastly, this analysis contributes to the extremely sparse literature on trust in the context of pastoralist communities in sub-Saharan Africa.
The remainder of the study is organized as follows. Section 2 lays out the conceptual framework that guides the analysis. The data are explained in section 3 and the empirical framework is presented in section 4. The results are discussed section 5, followed by concluding remarks in section 6.
18 pages, Concentrated Animal Feeding Operations (CAFOs) are known to have a wide range of negative impacts upon nearby residents and communities. Therefore, the siting of such operations in economically underdeveloped rural communities is an important environmental justice issue. This study explores the environmental conflict that surrounded a proposed CAFO in Bayfield County, Wisconsin. In this struggle, an outside corporation attempted to site a new CAFO in a community that was highly divided on the issue. We draw complementary insights from the environmental justice, stakeholder theory, and rural studies literatures to explain how the opponents of the CAFO were ultimately able to successfully resist the unwanted land use. This theoretical framework treats the formation of environmental inequalities as a process of conflict among diverse parties in which the potentially impacted communities may strongly influence the eventual outcome. Through interviews with key stakeholders and analysis of local and state media sources, we examine the primary points of contention within the local community along with the relative claims making and discursive strategies employed by each side. The findings of this study imply that how rural communities construct their identity and define potential environmental hazards are central to deciding environmental conflicts.
14 pages, via online journal, China's rapid urbanization process has pushed rural villages into an urban-rural integration movement. Several modes and approaches have been applied to remake space in rural China, which differ greatly in restructuring outcomes. In response, this article builds on the insights of regime theory to develop a conceptual framework to reveal the mechanism behind China's rural spatial restructuring and seeks to explore the underlying reasons that affect the outcomes. It is found that resource adequacy, the quality of resource coalition, and the effectiveness of implementation determine the rural regime's capacity to manage spatial restructuring. Case studies from Hua County, Chaohu City, and Shenzhen are used to illustrate the conceptual framework's application and facilitate a comparative analysis from the perspective of rural regime capacity. The findings provide a critical rethinking of the “sustainable remaking of rural space”, which could therefore shed light on the rural governance of countries in the global south generally.
